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| import streamlit as st | |
| def main(): | |
| st.title("Self-Regulatory Organization (SRO) Rulemaking Process") | |
| st.write("Welcome to the SRO Rulemaking Process Simulation!") | |
| # Display information about the SEC inviting comments on SRO filings | |
| st.header("1. SEC Invites Comments on SRO Filings") | |
| st.write("The Securities and Exchange Commission (SEC) invites comments on filings submitted by SROs during the comment period.") | |
| # Display information about Joint Industry Plans | |
| st.header("2. Joint Industry Plans") | |
| st.write("Joint Industry Plans include:") | |
| joint_industry_plans = [ | |
| {"name": "17d-2 Plans for Allocation of Regulatory Responsibilities", "rules_link": "https://www.sec.gov/rules/sro.shtml", "search_link": "https://www.sec.gov/rules/sro.shtml#17d2plans", "downloads_link": "https://www.sec.gov/rules/sro/nms.htm"}, | |
| {"name": "National Market System Plans (NMS)", "rules_link": "https://www.sec.gov/rules/sro/nms.htm", "search_link": "https://www.sec.gov/rules/sro/nms.htm", "downloads_link": "https://www.sec.gov/rules/sro/nms.htm"} | |
| ] | |
| joint_industry_plans_table = "| Plan | Rules | Search | Downloads |\n|------|-------|--------|-----------|\n" | |
| for plan in joint_industry_plans: | |
| joint_industry_plans_table += f"| {plan['name']} | [📜]({plan['rules_link']}) | [🔍]({plan['search_link']}) | [📥]({plan['downloads_link']}) |\n" | |
| st.markdown(joint_industry_plans_table) | |
| # Display information about National Securities Exchanges | |
| st.header("3. National Securities Exchanges") | |
| st.write("National Securities Exchanges include:") | |
| exchanges = [ | |
| {"name": "BOX Exchange LLC", "rules_link": "https://www.sec.gov/rules/sro/box.htm", "search_link": "https://www.sec.gov/rules/sro/box.htm", "downloads_link": "https://www.sec.gov/rules/sro/box.htm"}, | |
| {"name": "Cboe BYX Exchange, Inc.", "rules_link": "https://www.sec.gov/rules/sro/cboebyx.htm", "search_link": "https://www.sec.gov/rules/sro/cboebyx.htm", "downloads_link": "https://www.sec.gov/rules/sro/cboebyx.htm"}, | |
| {"name": "Cboe BZX Exchange, Inc.", "rules_link": "https://www.sec.gov/rules/sro/cboebzx.htm", "search_link": "https://www.sec.gov/rules/sro/cboebzx.htm", "downloads_link": "https://www.sec.gov/rules/sro/cboebzx.htm"}, | |
| {"name": "Cboe C2 Exchange, Inc.", "rules_link": "https://www.sec.gov/rules/sro/cboec2.htm", "search_link": "https://www.sec.gov/rules/sro/cboec2.htm", "downloads_link": "https://www.sec.gov/rules/sro/cboec2.htm"} | |
| ] | |
| exchanges_table = "| Exchange | Rules | Search | Downloads |\n|----------|-------|--------|-----------|\n" | |
| for exchange in exchanges: | |
| exchanges_table += f"| {exchange['name']} | [📜]({exchange['rules_link']}) | [🔍]({exchange['search_link']}) | [📥]({exchange['downloads_link']}) |\n" | |
| st.markdown(exchanges_table) | |
| # Display information about Registered Securities Associations | |
| st.header("4. Registered Securities Associations") | |
| st.write("Registered Securities Associations include:") | |
| securities_associations = [ | |
| {"name": "Financial Industry Regulatory Authority (FINRA), formerly known as the National Association of Securities Dealers (NASD)", "rules_link": "https://www.sec.gov/rules/sro/finra.htm", "search_link": "https://www.sec.gov/rules/sro/finra.htm", "downloads_link": "https://www.sec.gov/rules/sro/finra.htm"} | |
| ] | |
| securities_associations_table = "| Association | Rules | Search | Downloads |\n|-------------|-------|--------|-----------|\n" | |
| for association in securities_associations: | |
| securities_associations_table += f"| {association['name']} | [📜]({association['rules_link']}) | [🔍]({association['search_link']}) | [📥]({association['downloads_link']}) |\n" | |
| st.markdown(securities_associations_table) | |
| # Display information about Notice Registered Security Futures Product Exchanges | |
| st.header("5. Notice Registered Security Futures Product Exchanges") | |
| st.write("Notice Registered Security Futures Product Exchanges include:") | |
| futures_exchanges = [ | |
| {"name": "CBOE Futures Exchange", "rules_link": "https://www.sec.gov/rules/sro/cfe.htm", "search_link": "https://www.sec.gov/rules/sro/cfe.htm", "downloads_link": "https://www.sec.gov/rules/sro/cfe.htm"}, | |
| {"name": "Chicago Board of Trade", "rules_link": "https://www.sec.gov/rules/sro/cbot.htm", "search_link": "https://www.sec.gov/rules/sro/cbot.htm", "downloads_link": "https://www.sec.gov/rules/sro/cbot.htm"}, | |
| {"name": "Chicago Mercantile Exchange", "rules_link": "https://www.sec.gov/rules/sro/cme.htm", "search_link": "https://www.sec.gov/rules/sro/cme.htm", "downloads_link": "https://www.sec.gov/rules/sro/cme.htm"} | |
| ] | |
| futures_exchanges_table = "| Exchange | Rules | Search | Downloads |\n|----------|-------|--------|-----------|\n" | |
| for exchange in futures_exchanges: | |
| futures_exchanges_table += f"| {exchange['name']} | [📜]({exchange['rules_link']}) | [🔍]({exchange['search_link']}) | [📥]({exchange['downloads_link']}) |\n" | |
| st.markdown(futures_exchanges_table) | |
| # Display information about Securities Futures Associations | |
| st.header("6. Securities Futures Associations") | |
| st.write("The National Futures Association (NFA) is listed under Securities Futures Associations.") | |
| securities_futures_associations = [ | |
| {"name": "National Futures Association (NFA)", "rules_link": "https://www.sec.gov/rules/sro/nfa.htm", "search_link": "https://www.sec.gov/rules/sro/nfa.htm", "downloads_link": "https://www.sec.gov/rules/sro/nfa.htm"} | |
| ] | |
| securities_futures_associations_table = "| Association | Rules | Search | Downloads |\n|-------------|-------|--------|-----------|\n" | |
| for association in securities_futures_associations: | |
| securities_futures_associations_table += f"| {association['name']} | [📜]({association['rules_link']}) | [🔍]({association['search_link']}) | [📥]({association['downloads_link']}) |\n" | |
| st.markdown(securities_futures_associations_table) | |
| # Display information about Registered Clearing Agencies | |
| st.header("7. Registered Clearing Agencies") | |
| st.write("Registered Clearing Agencies are divided into two categories:") | |
| st.write("a. Proposed Rule Change Filings:") | |
| proposed_rule_change_filings = [ | |
| {"name": "Banque Centrale De Compensation", "rules_link": "https://www.sec.gov/rules/sro/lch.htm", "search_link": "https://www.sec.gov/rules/sro/lch.htm", "downloads_link": "https://www.sec.gov/rules/sro/lch.htm"}, | |
| {"name": "Boston Stock Exchange Clearing Corporation", "rules_link": "https://www.sec.gov/rules/sro/bsecc.htm", "search_link": "https://www.sec.gov/rules/sro/bsecc.htm", "downloads_link": "https://www.sec.gov/rules/sro/bsecc.htm"} | |
| ] | |
| proposed_rule_change_filings_table = "| Entity | Rules | Search | Downloads |\n|--------|-------|--------|-----------|\n" | |
| for entity in proposed_rule_change_filings: | |
| proposed_rule_change_filings_table += f"| {entity['name']} | [📜]({entity['rules_link']}) | [🔍]({entity['search_link']}) | [📥]({entity['downloads_link']}) |\n" | |
| st.markdown(proposed_rule_change_filings_table) | |
| st.write("b. Advance Notice Filings:") | |
| advance_notice_filings = [ | |
| {"name": "The Depository Trust Company", "rules_link": "https://www.sec.gov/rules/sro/dtc-an.htm", "search_link": "https://www.sec.gov/rules/sro/dtc-an.htm", "downloads_link": "https://www.sec.gov/rules/sro/dtc-an.htm"}, | |
| {"name": "Fixed Income Clearing Corporation", "rules_link": "https://www.sec.gov/rules/sro/ficc-an.htm", "search_link": "https://www.sec.gov/rules/sro/ficc-an.htm", "downloads_link": "https://www.sec.gov/rules/sro/ficc-an.htm"}, | |
| {"name": "National Securities Clearing Corporation", "rules_link": "https://www.sec.gov/rules/sro/nscc-an.htm", "search_link": "https://www.sec.gov/rules/sro/nscc-an.htm", "downloads_link": "https://www.sec.gov/rules/sro/nscc-an.htm"}, | |
| {"name": "The Options Clearing Corporation", "rules_link": "https://www.sec.gov/rules/sro/occ-an.htm", "search_link": "https://www.sec.gov/rules/sro/occ-an.htm", "downloads_link": "https://www.sec.gov/rules/sro/occ-an.htm"} | |
| ] | |
| advance_notice_filings_table = "| Entity | Rules | Search | Downloads |\n|--------|-------|--------|-----------|\n" | |
| for entity in advance_notice_filings: | |
| advance_notice_filings_table += f"| {entity['name']} | [📜]({entity['rules_link']}) | [🔍]({entity['search_link']}) | [📥]({entity['downloads_link']}) |\n" | |
| st.markdown(advance_notice_filings_table) | |
| # Display information about Other Self-Regulatory Organizations | |
| st.header("8. Other Self-Regulatory Organizations") | |
| st.write("The Municipal Securities Rulemaking Board (MSRB) is listed under Other Self-Regulatory Organizations.") | |
| other_sros = [ | |
| {"name": "Municipal Securities Rulemaking Board (MSRB)", "rules_link": "https://www.sec.gov/rules/sro/msrb.htm", "search_link": "https://www.sec.gov/rules/sro/msrb.htm", "downloads_link": "https://www.sec.gov/rules/sro/msrb.htm"} | |
| ] | |
| other_sros_table = "| Organization | Rules | Search | Downloads |\n|--------------|-------|--------|-----------|\n" | |
| for sro in other_sros: | |
| other_sros_table += f"| {sro['name']} | [📜]({sro['rules_link']}) | [🔍]({sro['search_link']}) | [📥]({sro['downloads_link']}) |\n" | |
| st.markdown(other_sros_table) | |
| st.write("---") | |
| st.write("This simulation provides a comprehensive list of SROs involved in the rulemaking process and information on how interested parties can submit comments on proposed rule changes.") | |
| if __name__ == "__main__": | |
| main() |